Women, Work and the Academy > Executive Summaries > Susan Sturm
Research Description
Susan Sturm
Growing numbers of universities in the United States have undertaken
gender and racial equity initiatives to achieve more inclusive
institutions. They have formed gender commissions, undertaken
data-driven inquiries, created processes for institutional analysis and
ongoing deliberation, and implemented reforms as a result. These
initiatives have been fostered by the actions of mediating institutions,
such as the National Science Foundation and private foundations,
research oriented non-governmental organizations, and professional and
student associations. Universities have themselves formed informal
associations to support and promulgate their efforts. They have used
the internet and other forms of communication to share their work and
learn from other institutions. Repeat players, both individual and
institutional, are playing an important intermediary role across
institutional domains as well. This work has sometimes been encouraged
by the specter of coercive state power, such as through private
litigation or regulatory agencies' investigation of university
practices. My research documents and analyzes these simultaneous and,
to some extent, linked developments to understand their implications as
an approach to norm development, public problem-solving, and
institutional transformation.
The Michigan and MIT gender equity initiatives are not a one shot
gender equity program by a single institution. There is evidence that
change is happening, at least to some extent, at an institutional and
cultural level. Moreover, these initiatives are nested in an ongoing,
multi-institutional practice arena involving other universities,
mediating institutions, activists, and regulatory bodies. It offers the
theory-in-practice of deliberative public problem solving driven by a
combination of self-analysis, mobilization, cross-contextual comparison
and institutional redesign.
This constellation of interventions offers a concrete example of the
dynamics and mechanism that drive these new governance processes.
First, the initiative institutionalizes accountable self-study that is
generating information that otherwise would not be revealed about
problems. Identification and disclosure of institutional problems
proceeds in the face of strong incentives, some of them introduced by
legality concerns, to avoid the problem. It occurs in no small part
because of thorough-going participation in producing understanding of
the problems by those affected and some of those responsible.
Second, the conceptual, structural, and strategic framework connects
gender equity concerns with a range of related and underlying problems
and values. Concerns about science are driving the initiative, without
displacing the salience of gender. The problem definition and scope of
the regime constructs and is in turn constructed by who is at the table,
and is itself subject to scrutiny. Thus, the initial conceptual frame
shapes and delimits who participates and how problems are defined, and
the problems created by these conceptual boundaries are themselves
questioned along the way.
Third, the initiative creates of new institutional spaces that are
linked to and transformative of ongoing governance structures and
processes. It fosters the development of mediating actors who enable
translation, learning, and benchmarking across practice domains. It
also creates experimental spaces that link governance systems, projects,
and even regimes. These institutional spaces lie at the intersection of
multiple governance and regulatory processes.
Fourth, the architecture of the initiative is itself creating spaces
for mobilization of advocacy, leadership, and knowledge. It is also
changing the context for the development, exercise, and redefinition of
leadership. In so doing, the project acknowledges leadership as a
significant factor. But it avoids the tendency to treat leadership and
mobilization as exogenous variables and instead treats them as crucial
components of the implicit regulatory theory.
Fifth, the initiative grapples with the mechanisms that enable or
prevent cross-institutional learning to occur. It builds on pre-existing
institutional and interpersonal relationships and networks. It also
develops and empowers mediating actors who are creating a context for
universities to look to each other both for ideas and strategies as well
as a benchmarks and incentives for change. This includes an explicit
focus on developing and continually revising a common metric that
permits comparison and learning. In this process, the participants are
confronting the profound difficulties and challenges even as they move
forward in that endeavor. They are doing so with an explicit focus on
sharing learning and data.
Sixth, the gender equity project is incomplete and uneven in its
implementation and scope, even as it shows signs of penetrating the
fabric of the institution and its organizational field. This provides a
concrete domain in which to develop criteria for evaluating when change
is symbolic and when it is substantive, both within a particular
institutional setting and across institutional settings.
Finally, law and rights continue to operate in contradictory ways: as
a normative catalyst and floor and as an obstacle or ceiling. The
gender equity initiatives operate on a separate track from affirmative
action programs. Lawyers are not driving the momentum and are most
often not at the table. Affirmative action and human resources
professionals tend to play a marginal role or to be completely
uninvolved. At the same time, for some types of problems and some
actors, law is playing a catalyst role as well as one of
institutionalizing new understandings that have sedemented through the
process of inquiry.
At this stage, we have identified five analytical categories that
seem to us to capture major mechanisms contributing to the formation of
a gender equity regime: (1) functionally integrating gender equity and
core institutional practice through embedded independence and
accountable governance; (2) developing and legitimating mediating
actors; (3) building in architecture for sustaining mobilization and
leadership; (4) connecting knowledge and action, generating usable
knowledge; and (5) linking domains of practice: horizontally,
vertically, and across regulatory systems.
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